Legal Advisor For Regulatory Compliance (Montreal)

Legal Advisor For Regulatory Compliance (Montreal)

25 Aug
|
Jobtailor
|
Montreal

25 Aug

Jobtailor

Montreal

Join a leading financial institution as a Legal Advisor focused on Regulatory Compliance and Securities Law. Your skills in legal analysis will play a vital role in navigating complex compliance landscapes.In this vital position, you will act as the legal counsel for the Chief Compliance Officer, weighing in on intricate regulatory matters and advising management on compliance strategies. You will handle internal investigations, provide support on client disputes, and ensure that regulatory obligations are met. Your contributions will include drafting policies and responding to regulatory authorities,



all while fostering a culture of compliance.Key Responsibilities:Provide legal counsel on regulatory mattersManage internal investigations and disciplinary actionsDraft and review legal documents and contractsAdvise on client complaints and dispute resolutionsCollaborate on compliance action plans and initiativesRequirements:Law degree (J.D., LL.B. or equivalent)At least five years of legal practice experienceExpertise in securities laws and complianceExcellent judgment and problem-solving skillsBilingual communication in French and EnglishLeverage your legal expertise to guide compliance efforts and ensure regulatory adherence.#J-18808-Ljbffr

📌 Legal Advisor For Regulatory Compliance (Montreal)
🏢 Jobtailor
📍 Montreal

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