L FG”) is looking for a Senior Manager Portfolio Compliance to take on a newly defined role within our Operations Risk Group. The ideal candidate is a robust leader and communicator who can shape the strategic direction of the function alongside the Principal and Director and then own its delivery running a global compliance operation critically assessing and improving compliance controls and implementing leading practices across the Portfolio Compliance team and Investment Operations. A senior leadership role that helps shape the strategic direction of the function and is accountable for delivering it.

You will translate strategy into an operating reality and lead a global team working closely with multiple business partners including portfolio managers compliance officers client servicing staff legal information technology and other middle and back‑office teams.



Oversee the operation of the firm's portfolio compliance framework including pre‑trade and post‑trade monitoring through Charles River (CRIMS) across all asset classes strategies and security types. Manage and oversee a growing Portfolio Compliance team currently 3 managers and 10 staff in Vancouver Toronto and Gurugram.

The team covers compliance rule coding monitoring and reporting shareholder disclosure and the compliance aspects of projects fund launches and other undertakings across the firm. Lead the performance and development of the team including coaching and mentoring the 3 managers setting goals and expectations managing performance and supporting talent planning across the team. Evolve and progress portfolio compliance policies and procedures in line with business and industry developments and drive consistency in how investment constraints are interpreted coded monitored and governed across the firm. #

📌 Senior Manager, Portfolio Compliance (Toronto)
🏢 Connor, Clark u0026 Lunn Financial Group
📍 Toronto