Fidelity is seeking a Trade Supervision Manager to ensure compliance with financial regulations while supporting a adaptable work setting. Advance your career in a team-oriented setting. This managerial position at Fidelity Clearing Canada focuses on supervising trading activities across multiple asset classes.
You'll ensure compliance with CIRO rules and enhance supervisory practices through effective use of technology and data analytics. By collaborating with internal teams, you’ll significantly impact the efficiency and effectiveness of trading operations. Key Responsibilities:
Oversee daily trading compliance and practices
Monitor and report on trading exceptions
Develop and maintain supervisory procedures
Collaborate on vendor and marketplace oversight
Prepare senior management reports on trading metrics Requirements:
Minimum 5 years in a trading or compliance role
Deep knowledge of CIRO and UMIR regulations
Experience with trade monitoring systems
Relevant university degree
Excellent problem-solving and communication skills Make a significant impact in supervising trading activities and ensuring adherence to regulations at Fidelity.