Join KAI Asset Management's compliance team as a Compliance Specialist and support essential compliance activities. Contribute to KYC reviews, regulatory submissions, and compliance monitoring in Winnipeg.

We are looking for a Compliance Specialist who supports the compliance program's effectiveness and day-to-day operations. This position involves KYC and suitability reviews, regulatory filings, and maintaining key compliance documentation. Candidates will thrive in a team-focused workplace and are given opportunities to grow toward more senior roles.

Key Responsibilities:



• Administer compliance program operations and compliance records • Review KYC documentation for compliance with regulations • Coordinate regulatory audits and compliance examinations • Prepare compliance documentation and reports • Develop training materials and lead compliance sessions

Requirements: • Minimum 5 years of compliance experience in financial services • Familiarity with AML/KYC compliance requirements • Strong analytical and problem-solving skills • Proficiency in Microsoft Office, especially Excel • Completion of industry courses is a plus

Utilize your compliance skills and drive regulatory success in a rewarding role at KAI Asset Management in Winnipeg. #J-18808-Ljbffr

📌 Compliance Specialist at KAI Asset Management (Winnipeg)
🏢 KAI Asset Management
📍 Winnipeg