Drive compliance efforts at the Alberta Securities Commission as a Regulatory Filings Analyst based in Calgary. Tackle inquiries, maintain compliance, and assess key business transactions.

Join the Alberta Securities Commission’s Corporate Finance division as a Regulatory Filings Analyst. In this pivotal role, you will manage both internal and external inquiries and maintain issuer compliance records. You’ll also be responsible for reviewing significant business transactions, ensuring regulatory alignment and effective market functioning in Alberta.

Key Responsibilities:
• Act as liaison for regulatory filing inquiries and issues
• Create and maintain accurate issuer compliance records
• Analyze business transactions for future filing requirements




• Compile and manage daily reporting issuers list
• Review compliance of insider reports with regulations

Requirements:
• Bachelor's degree in finance, commerce, or related fields
• Minimum of 3 years in compliance or financial roles
• Solid communication and customer service skills
• Excellent computer skills, especially in Excel
• Familiarity with SEDI and SEDAR+ systems advantageous

Step into a fulfilling role that significantly contributes to securing investor protections.
#J-18808-Ljbffr

📌 Calgary Regulatory Filing Compliance Analyst (Alberta)
🏢 Alberta Securities Commission
📍 Alberta