Join a purpose driven winning team, committed to results, in an inclusive and high-performing culture. The Senior Manager, Risk Assessment and Regulatory Obligations, GBM&T Central Compliance is a key player in the overall success of the GBM&T Global Central Compliance program who is responsible for the execution of key global Risk Assessment (i.E. CRCA, NIRA, TPRM), Issues Management and Regulatory Obligations (i.E. Regulatory Library) programs for GBM&T globally. The Senior Manager contributes to a globally aligned approach for the aforementioned programs, executing on internal policies and procedures and drawing from best-in-class practices to ensure GBM&T global initiatives and regulatory programs are delivered in support of GBM&T’s strategies, objectives and in compliance with governing regulations. What You’ll Do Responsible for driving GBM&T’s Global Central Compliance Risk and Control Assessment (CRCA) quarterly and annual assessment cycle activities in collaboration with the Risk Assessment Pillar team, regional GBM&T Central Compliance teams, and other key stakeholders (i.E. First and Second Line teams and Central Programs), as required. Responsible for ensuring pre-cycle preparation activities, in-cycle and post-cycle deliverables are completed accurately, completely and in-alignment globally with established standards. Responsible for preparing interim and final results reporting for global and regional executive teams in the First and Second Line. Provides effective challenge to risk assessments to ensure alignment with business-line and business-unit activity. Accountable for the ongoing delivery, alignment and enhancement (i.E. data-driven approach) of GBM&T Global Central Compliance’s assessments, processes, workflow and engagement model with key stakeholders. Responsible for driving other key global risk assessment processes for GBM&T, including, but not limited to, the Recent Initiative Risk Assessment (NIRA), and Third-Party Risk Management (TPRM) processes in-alignment with established standards.



Accountable for the ongoing delivery, alignment and enhancement of GBM&T Global Central Compliance’s processes, workflow and engagement model with key stakeholders as it relates to these programs. Drives reporting and regional collaboration in relation to these programs, ensuring assessment risks are visible and escalated to key stakeholders. Responsible for overseeing GBM&T’s regulatory compliance monthly Issues Management reporting and other ongoing requests from the Issues Management Pillar, as required. Ensures GBM&T’s regulatory compliance issues are accurately identified, tracked and reported. Responsible for collaborating with regional stakeholders in the First and Second Lines to resolve any issues in a timely manner. Supports the Director in ensuring the Executive reporting on issues management is timely, accurate and complete. Supports the execution of GBM&T’s Triennial Review of regulatory obligations to confirm their completeness, accuracy, alignment with applicable controls, and appropriate mapping of business units to requirements and controls. Responsible for independently executing Triennial Reviews in accordance with the Regulatory Obligations Operating Procedures (ROOP), Regulatory Library Validation procedures, established checklists, and AI-enabled tools; validating the completeness and accuracy of requirements, controls, and business unit mappings to regulatory obligations; maintaining audit-readyrecords of review completion; monitoring progress against established review targets; and ensuring timely completion of assigned reviews. Supports the execution of a globally aligned approach in GBM&T as it relates to the Regulatory Obligations pillar in collaboration with Enterprise Compliance, the regional Compliance teams, and other stakeholders, as required. Champions an automation and AI-enabled approach to daily tasks and workflows. Continually suggests and implements improvements to processes/workflows through AI-enabled tools and techniques. Ensures Policies & Procedures for areas supported are kept complete, accurate and up to date on current workflows. Understands how the

📌 Senior Manager, Risk Assessment And Regulatory Obligations - Gbm&T Compliance (Toronto)
🏢 Scotiabank
📍 Toronto