40 Temperance StreetSuite 2600Toronto, ON M5H0B4, CANDescriptionLocation: TorontoEmployment Type: RegularWorking Arrangement: Full-time (Hybrid)About UsAs a self‑regulatory organization, our mission is to promote healthy capital markets by regulating fairly and effectively so that investors are protected and confident investing in their futures. At the Canadian Investment Regulatory Organization (CIRO), we are committed to setting high regulatory standards for the investment industry, safeguarding investors, and supporting the integrity of Canada’s capital markets. Join a growing team and contribute to the dynamic and complex world of Canadian capital markets.About this OpportunityThe Surveillance Officer provides real‑time market surveillance in order to ensure the market integrity of the Canadian marketplace; and executes the timelydisclosure policies of Canadian exchanges to ensure all investors are trading with equal access to information.Core ResponsibilitiesCommunicate daily with dealers, issuers and marketplaces on a variety of topics that include market manipulation reviews, issuer timely disclosure, marketplace disruptionServe as a backup for conducting cross‑assets (Equities, Derivatives, Bonds) to identify potential violations of UMIR or Canadian securities laws. This includes compiling relevant evidence and performing detailed trading analysis.Immediate review of Listed Issuer Press Releases to assess materiality, balance and appropriateness in light of relevant exchange rules and securities legislationDecide when it is necessary to halt trading to ensure full & fair dissemination of news.Monitor trading activity to ensure dealer compliance with Universal Market Integrity Rules (UMIR) using real‑time surveillance systems as well as analysis of historical activity.Analyze trading patterns to identify breaches of the trading rules,



including illegal insider trading.Assist marketplaces with certain market quality issuesProvide assistance in developing new detection tools and responding to evolving trading patterns and exchange facilities.Stay up to date on industry trends through education sessions and industry seminarsWhat You BringMust-havesPost‑secondary degree5/10 years of trading/compliance experienceStrong expertise in derivatives and comprehensive knowledge of their trading practices.Completion of the Canadian Securities and Trader Training coursesCompletion of the Derivatives Fundamentals course would be an assetNice to HavesIn depth knowledge and understanding of UMIR, and marketplace rulesPractical understanding of NI 43‑101 and related timely disclosure regulatory expectations would be an asset.Deep understanding of the securities industry, and trading practicesFamiliarity with various asset classes (derivatives, fixed income, reposand FX) would be an assetMust Have confidence and experience working with large data sets, using business toolsThorough understanding of CIRO policies and procedures in order to ensure market integrity of the Canadian marketplaceStrong interpersonal and communication skillsAbility to work under pressureExcellent organizational and analytical skillsKnowledge of Securities LegislationGood understanding of the various departments in CIRO to be able to efficiently source information and adviceAbility to work independently and in a team environmentDetail orientedFamiliarity with market structure issues would be an assetWhat we offerCompetitive total rewards program including performance‑based bonus *Hybrid work environmentEmployer paid Health Benefits and Spending Account that offer flexibility to meet your individual or family needs as of day one*Defined Contribution Pension Plan with company matching that starts on your first day of employment*Paid flex days and wellness days*Maternity and Parental Leave top up *Paid continuous learning and continuing development including designations**Asterisked offerings are not applicable to contractsWhy the Canadian Investment Regulatory Organization (CIRO)Culture and Working EnvironmentLife at CIRO is purpose and performance‑driven. We foster an inclusive culture where teamwork, a forward‑thinking attitude, and integrity are at the core of everything we do. This creates an environment where employees thrive, grow, and are empowered to learn and contribute their best.Joining CIRO means becoming part of a energetic and transparent organization that values accountability and is committed to maintaining the highest standards of regulatory oversight in the financial industry.Our CommitmentCIRO is an equal opportunity employer and is committed to providing employment accommodation in accordance with the Ontario Human Rights Code and the Accessibility for Ontarians with Disabilities Act, 2005 (AODA). CIRO will provide accommodation to job applicants with disabilities throughout the recruitment process. Should you require accommodation, please contact Human Resources.We are committed to creating an inclusive and barrier‑free recruitment and selection process across Canada. We welcome applications from all qualified individuals and are dedicated to providing accommodations upon request for candidates participating in all aspects of the recruitment process, in accordance with applicable human rights and accessibility legislation.Our Recruitment ProcessThis posting reflects an active vacancy on our teamWe use automated (AI) tools to assist with candidate sourcing and communications. Applications are reviewed by our hiring team and hiring decisions are made by people.This role has a hiring range of $85,000-$95,000 with the placement and offered salary being based on knowledge, skills, education/training and experience, as well as external market conditions and internal equity.While we appreciate receiving applications, only those applicants who closely meet the position requirements will be contacted.#J-18808-Ljbffr

📌 Surveillance Officer - C$85,000 - C$95,000 A Year (Toronto)
🏢 Canadian Investment Regulatory Organization
📍 Toronto