Transform compliance practices as the Director of Tier 1 Supervision at iA Private Wealth, focusing on enhancing branch operations and regulatory adherence. As the leader of the compliance department, you will manage a diverse team, ensuring the integrity of compliance reporting and effective supervision across all branches in Canada. Your expertise will guide policy changes and the development of the Business Conduct & Tier 1 Surveillance Program. Your role will also involve training staff and engaging with various regulatory organizations. Key Responsibilities:
- Manage Senior Branch Managers and compliance teams
- Oversee integrity of compliance reporting maintenance
- Develop and recommend policy changes based on regulations
- Train Tier 1 employees and supervise branch programs
- Draft compliance memos and documentation Requirements:
- 10+ years of experience in the sector
- Proven leadership and communication skills
- Solid understanding of regulatory frameworks
- Fluent in French and advanced English
- Must be available for occasional travel Bring your strategic mindset and leadership skills to iA Private Wealth to lead in compliance and supervision. #J-18808-Ljbffr

📌 Director Tier 1 Supervision Job Opening (Montreal)
🏢 iA Financial Group (Industrial Alliance)
📍 Montreal