Join Scotiabank as a Compliance Officer in Toronto, Ontario, focusing on Employee Trading compliance and risk management. Contribute to a high-performance workplace and enhance compliance operations.In this position, you will support the administration of the Employee Personal Trading compliance program within GBM&T; Compliance Canada. Collaborate with the Director to monitor trading activities, manage onboarding processes, and prepare compliance reports. Your insights will boost the program's overall impact and ensure adherence to regulatory frameworks.Key Responsibilities:
Administer and manage employee trading compliance processes
Review private placements and approve trading activities




Highlight compliance issues affecting program effectiveness
Provide essential support for compliance audits and inquiries
Maintain communication with employees regarding policiesRequirements:
Qualified designations and/or relevant education
3 years of experience at a financial institution
Knowledge of compliance regulations and standards
Robust oral and written communication skills
Familiarity with relevant compliance tools and applicationsEnhance compliance initiatives and grow with Scotiabank in Toronto.#J-18808-Ljbffr

📌 Gbm&t Compliance Officer Role Toronto (Canada)
🏢 Scotiabank
📍 Canada