Chief Compliance Officer In Financial Markets Toronto

Chief Compliance Officer In Financial Markets Toronto

24 Aug
|
Socket.dev
|
Toronto

24 Aug

Socket.dev

Toronto

Lead compliance initiatives in financial markets as the Chief Compliance Officer at TMX Group. Ensure strict regulatory compliance for key infrastructures in a senior role.As the Chief Compliance Officer, you will be integral in shaping the compliance framework for both CDS Clearing and CDNCC. Your expertise will help adapt compliance strategies to meet evolving regulatory requirements while fostering robust relationships across the organization and with regulators. You’ll provide assurance to the board regarding the effectiveness of compliance efforts.Key Responsibilities:
Oversee compliance framework development and assessment
Serve as a key advisor on post-trade regulatory impacts
Maintain rigorous compliance policies and training




Collaborate on compliance risk management strategies
Report non-compliance issues to the Board and stakeholdersRequirements:
At least 10 years in compliance leadership
Experience engaging with prominent regulators
Robust understanding of compliance within financial markets
Proven cooperative and leadership capabilities
Excellent communication skills for all organizational levelsChampion compliance integrity in the financial sector as TMX Group's Chief Compliance Officer.#J-18808-Ljbffr

📌 Chief Compliance Officer In Financial Markets Toronto
🏢 Socket.dev
📍 Toronto

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