Financial Compliance Assurance Specialist Percé

Financial Compliance Assurance Specialist Percé

24 Aug
|
Quilter
|
Percé

24 Aug

Quilter

Percé

Step into the Financial Compliance sector with Quilter Cheviot as a Business Assurance Specialist, available hybrid in Birmingham, London, or other UK locations. Optimize client outcomes through compliance monitoring and advice quality checks.This role is a permanent prospect within the Business Assurance team, focused on ensuring that the financial advice meets regulatory standards. You will manage quality reviews and feedback processes, becoming a vital part of a current initiative aimed at enhancing client services and achieving market-leading standards.Key Responsibilities:
Conduct quality assurance reviews according to business standards
Manage Business Assurance tasks within set deadlines
Collaborate positively with Financial Planners and others




Record updates in internal systems for clarity
Engage in remediation processes for identified issuesRequirements:
Solid background in Financial Services
Comprehensive understanding of financial compliance regulations
Effective analytical and communication skills
Competency in Excel, Word, and other relevant software
Hold a Level 4 Diploma and related qualificationsUtilize your keen insight into financial compliance to foster exceptional business practices at Quilter Cheviot.#J-18808-Ljbffr

📌 Financial Compliance Assurance Specialist Percé
🏢 Quilter
📍 Percé

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