Join a leading Canadian wealth platform as Chief Compliance Officer. This executive role focuses on enhancing compliance frameworks and supporting business growth in a dynamic setting.

We are partnering with a growing investment dealer seeking a Chief Compliance Officer to join their executive leadership team. In this pivotal position, you will lead the overall compliance program while ensuring adherence to CIRO regulations. Your expertise will guide senior leadership on risk management and operational scalability, fostering an environment that promotes strategic growth.

Key Responsibilities:
• Lead and oversee compliance program and policies
• Ensure adherence to CIRO and regulatory requirements




• Provide guidance on governance and risk-related matters
• Oversee compliance monitoring and audits
• Mentor compliance team members

Requirements:
• Current CCO or senior compliance leader role
• Extensive knowledge of investment dealer compliance
• Strong understanding of CIRO, AML, and securities regulations
• Proven experience in building scalable compliance programs
• Completion of relevant licensing requirements

Shape the future of compliance while enhancing scalable operations in this impactful role.
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📌 Chief Compliance Officer Investment Dealer (Ontario)
🏢 BJRC Recruiting
📍 Ontario