iA Financial Group Compliance Manager Role (British Columbia)

iA Financial Group Compliance Manager Role (British Columbia)

24 Aug
|
IA
|
British Columbia

24 Aug

IA

British Columbia

Become a Compliance Manager at iA Financial Group and oversee advisor compliance activities while shaping secure financial futures. Join a supportive team in a hybrid workplace focused on collaboration.

As the Corporate Branch Manager, you will play a pivotal role in managing compliance for mutual fund advisors. Your responsibilities will include reviewing accounts, supervising trades, and providing expert guidance to maintain regulatory standards. This position is ideal for candidates passionate about compliance.

Key Responsibilities:
• Supervise compliance and trading for mutual fund advisors
• Approve new accounts and ensure accurate KYC updates
• Handle questionable transactions and escalate as necessary
• Offer guidance and training to advisors
• Lead compliance project initiatives and improvement efforts

Requirements:
• 2-3 years of supervisory experience in compliance
• 3-5 years in the finance industry
• Canadian Investment Funds Course completion
• Deep knowledge of regulations in mutual funds
• Proficient English communication skills

Utilize your compliance expertise to protect client interests at iA Financial Group.
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📌 iA Financial Group Compliance Manager Role (British Columbia)
🏢 IA
📍 British Columbia

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