Explore a energetic Compliance Analyst role at Wellington-Altus in Toronto, focusing on regulatory oversight and compliance support. Engage with various stakeholders to ensure adherence to compliance protocols. As a Senior Compliance Analyst, you will be tasked with Tier 2 supervisory functions under the direction of the Senior Manager, Compliance.

Successful candidates will bring 2-5 years of relevant experience and a commitment to continuous learning in compliance practices. Collaborate effectively to address compliance queries and enhance operational workflows. Key Responsibilities:

- Monitor communications for regulatory concerns and address red flags
- Execute complex Tier 2 supervision and optimize processes
- Train and mentor newer analysts on compliance protocols
- Assist with compliance issues and firm policy inquiries
- Prepare for internal and external compliance reviews Requirements:
- Degree in business, finance, or similar field
- 2-5 years in compliance or operational roles
- Experience in Tier 2 supervisory roles preferred
- Familiarity with wealth management as an asset
- Proficient with MS Office applications for reporting Utilize your compliance skills to support and strengthen Wellington-Altus in Toronto.

📌 Compliance Analyst at Wellington-Altus Toronto
🏢 Wellington-Altus
📍 Toronto