Branch Compliance Lead - Regulatory Risk & Trade Oversight (Mississauga)

Branch Compliance Lead - Regulatory Risk & Trade Oversight (Mississauga)

23 Aug
|
Edward Jones
|
Mississauga

23 Aug

Edward Jones

Mississauga

Edward Jones in Mississauga is seeking a detail oriented Branch Compliance Officer to join the Compliance team. This role monitors daily activities, conducts Tier 1 supervision, and ensures adherence to regulatory standards and firm policies.

You will review trades, identify risk issues, coach field leaders, and collaborate with the team to improve processes. A 3–5 year track record in CIRO-regulated environments is preferred.

📌 Branch Compliance Lead - Regulatory Risk & Trade Oversight (Mississauga)
🏢 Edward Jones
📍 Mississauga

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