Join Fidelity as a Senior Operations and Regulatory Compliance Specialist to leverage your skills in a adaptable hybrid role. Drive compliance excellence within a respected financial services organization. Reporting to the Director of Operations and Regulatory Compliance, you’ll be a key figure in monitoring compliance policies and supporting regulatory matters.

You will collaborate closely with business units, conduct compliance training, and ensure adherence to securities regulations and privacy standards. This role also involves providing guidance on sales communications and implementing creative compliance programs. Key Responsibilities:
Review and approve sales communications for compliance
Conduct regular compliance monitoring and reporting




Maintain updated compliance policies and procedures
Prepare training materials for various stakeholders
Develop compliance-enhancing programs and initiatives Requirements:
At least 4 years of compliance experience required
Familiarity with mutual fund regulations (NI 81-102, NI 31-103)
Solid communication and analytical abilities
Positive knowledge of mutual fund operations
Enrollment in Canadian Securities Course is preferred Utilize your talent for compliance and operational integrity to positively impact Fidelity and its clients.

📌 Fidelity Senior Operations Compliance Expert Toronto (Canada)
🏢 Fidelity International
📍 Canada