Chief Compliance Officer At Tmx Group Toronto

Chief Compliance Officer At Tmx Group Toronto

23 Aug
|
TMX
|
Toronto

23 Aug

TMX

Toronto

Take charge of compliance at TMX Group as the Chief Compliance Officer, ensuring robust frameworks for CDS and CDCC. This pivotal role demands strategic oversight and direct engagement with key regulators.

The Chief Compliance

Officer (CCO) oversees compliance for CDS Clearing and Depository Services Inc. and the Canadian Derivatives Clearing Corporation. Candidates should possess deep expertise in compliance strategy, risk management, and regulatory frameworks relevant to operational success. This role includes close coordination with internal teams, monitoring compliance landscapes, and effectively communicating with regulators. Key Responsibilities:
Develop and maintain a robust compliance culture across organizations
Reassess and adapt compliance frameworks to regulatory changes




Advise on the compliance impact of post-trade business changes
Monitor industry trends and ensure compliance with regulations
Train staff on policies to enhance compliance comprehension Requirements:
Extensive experience in compliance management
Robust understanding of regulatory frameworks and financial markets
Proven ability to liaise with regulators effectively
Background in risk management and governance
Experience in managing compliance with international standards Elevate compliance standards and drive effective strategies across critical financial infrastructures.

📌 Chief Compliance Officer At Tmx Group Toronto
🏢 TMX
📍 Toronto

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