BMO Nesbitt Burns – Private Client Division | BMO Private Wealth is seeking a Senior Compliance Manager – Regulatory Engagement to lead regulatory readiness for a major platform modernization, with emphasis on CIRO rules, UMIR, and securities laws.
Reporting to the Chief Compliance Officer and the Managing Director of Regulatory Engagement, you will coordinate regulatory submissions, guide cross-functional teams, and build robust regulator relationships to ensure timely approvals and ongoing
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📌 Senior Compliance Leader - Regulatory Modernization & CIRO (Ontario)
🏢 BMO
📍 Ontario