Lead compliance initiatives at TMX Group as the Chief Compliance Officer, securing operational integrity for CDS and CDCC. Engage directly with regulators to uphold excellence in compliance.
The Chief Compliance Officer plays a crucial role in implementing compliance strategies for both CDS and CDCC. This position requires navigating complex regulatory frameworks while ensuring the companies operate within legal boundaries. Candidates should have solid communication skills and experience in risk management, fostering relationships to promote ongoing compliance.
Key Responsibilities:
• Create and enhance compliance culture organization-wide
• Evaluate and update compliance frameworks as needed
• Serve as a strategic compliance advisor
• Ensure adherence to local and federal regulations
• Facilitate training to promote understanding of compliance policies
Requirements:
• Proven track record in compliance leadership
• In-depth knowledge of financial regulations and compliance practices
• Excellent communication and relationship management skills
• Experience in risk mitigation strategies
• Familiarity with international compliance standards
Drive impactful compliance programs and ensure robust adherence to regulations at TMX Group.
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📌 TMX Group Compliance Leadership Role (Ontario)
🏢 TMX
📍 Ontario
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