Compliance Auditor (Toronto)

Compliance Auditor (Toronto)

22 Aug
|
The Mason Group
|
Toronto

22 Aug

The Mason Group

Toronto

Compliance Auditor, Insurance Brokerage Operations Full time | Hybrid (2x/week Downtown Toronto) general insurance brokerage ? Have you contributed to improving processes and ensuring compliance in a brokerage environment? If so, this opportunity may be of interest. Compliance Auditor, Insurance Brokerage Operations to join their team. Reporting to the Manager, Compliance, this individual will assess the operational and financial practices of insurance brokerages, identify regulatory issues, and support risk-based compliance reviews. Key Responsibilities risk-based assessments of insurance brokerages using established audit frameworks - Review operational documents and financial records to assess compliance with industry regulations and standards - Analyze documentation to identify issues such as:o Equity shortfallso Trust

📌 Compliance Auditor (Toronto)
🏢 The Mason Group
📍 Toronto

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