Step into the Financial Compliance sector with Quilter Cheviot as a Business Assurance Specialist, available hybrid in Birmingham, London, or other UK locations. Optimize client outcomes through compliance monitoring and advice quality checks.This role is a permanent prospect within the Business Assurance team, focused on ensuring that the financial advice meets regulatory standards. You will manage quality reviews and feedback processes, becoming a vital part of a new initiative aimed at enhancing client services and achieving market-leading standards.Key Responsibilities:
- Conduct quality assurance reviews according to business standards
- Manage Business Assurance tasks within set deadlines
- Collaborate positively with Financial Planners and others
- Record updates in internal systems for clarity
- Engage in remediation processes for identified issuesRequirements:
- Solid background in Financial Services
- Comprehensive understanding of financial compliance regulations
- Effective analytical and communication skills
- Competency in Excel, Word, and other relevant software
- Hold a Level 4 Diploma and related qualificationsUtilize your keen insight into financial compliance to foster exceptional business practices at Quilter Cheviot.#J-18808-Ljbffr
📌 Financial Compliance Assurance Specialist (Percé)
🏢 Quilter
📍 Percé