Step into the Financial Compliance sector with Quilter Cheviot as a Business Assurance Specialist, available hybrid in Birmingham, London, or other UK locations. Optimize client outcomes through compliance monitoring and advice quality checks.

This role is a permanent opportunity within the Business Assurance team, focused on ensuring that the financial advice meets regulatory standards. You will manage quality reviews and feedback processes, becoming a vital part of a current initiative aimed at enhancing client services and achieving market-leading standards.

Key Responsibilities:



• Conduct quality assurance reviews according to business standards • Manage Business Assurance tasks within set deadlines • Collaborate positively with Financial Planners and others • Record updates in internal systems for clarity • Engage in remediation processes for identified issues

Requirements: • Solid background in Financial Services • Comprehensive understanding of financial compliance regulations • Effective analytical and communication skills • Competency in Excel, Word, and other relevant software • Hold a Level 4 Diploma and related qualifications

Utilize your keen insight into financial compliance to foster exceptional business practices at Quilter Cheviot. #J-18808-Ljbffr

📌 Financial Compliance Assurance Specialist (Winnipeg)
🏢 Quilter
📍 Winnipeg