Enhance client security as a Corporate Branch Manager at Investia Financial Services in Vancouver. Lead advisor support and compliance initiatives in a flexible work setting.
In this role, you will manage advisor trading activities and ensure adherence to regulatory standards. The Corporate Branch Manager position emphasizes compliance and client relationship management. Collaborate closely with compliance teams and provide expert guidance to enhance operational efficiencies and protect client interests.
Key Responsibilities: • Oversee trading for mutual fund advisors • Enforce compliance policies and maintain documentation • Approve new accounts and conduct KYC reviews • Investigate and escalate any compliance issues • Educate advisors on compliance best practices
Requirements: • University degree or equivalent relevant education • 2-3 years of oversight experience • 3-5 years in financial services • Completed CIFC, CSC, or equivalent courses • Strong English language skills
Channel your expertise in compliance and advisors' support at Investia to drive success in Vancouver. #J-18808-Ljbffr