Shape regulatory compliance with the Alberta Securities Commission as a Regulatory Filings Analyst in Calgary. Handle inquiries, monitor compliance, and maintain essential issuer records.

The Alberta Securities Commission (ASC) is expanding its Corporate Finance division and seeks a Regulatory Filings Analyst. In this role, you will respond to regulatory inquiries, ensuring compliance with filing requirements for Alberta’s reporting issuers. You will maintain databases and review key business transactions while fostering effective operations in capital markets.

Key Responsibilities:
• Respond to inquiries regarding SEDI and SEDAR+ filings
• Maintain issuer records and monitor filing due dates
• Assess business combinations to identify filing requirements




• Generate daily reporting issuers list accurately
• Review insider reports for compliance with regulations

Requirements:
• University degree in finance or business-related field
• 3+ years in compliance or the financial industry
• Strong analytical and problem-solving skills
• Proficient in MS Office, especially Excel
• Experience with SEDI and SEDAR+ systems preferred

Elevate your career in regulatory compliance while supporting the ASC's mission in safeguarding investors.
#J-18808-Ljbffr

📌 Regulatory Filings Analyst in Calgary (Alberta)
🏢 Alberta Securities Commission
📍 Alberta