Become ATB's next Regulatory Compliance Manager, championing compliance and operational excellence. Drive initiatives that empower advisors while managing risk effectively.

As a Regulatory Compliance Manager at ATB, you will take an analytical approach to promote compliance in the financial sector. Your role will include managing registration processes, conducting supervisory reviews, and advising on compliance regulations with CIRO. Collaboration with internal teams will be key to sustaining operational excellence in our compliance culture.

Key Responsibilities:
• Manage workflows through NRD and internal systems
• Conduct reviews and approvals for compliance
• Liaise with advisory and governance partners
• Analyze data for trend reporting
• Develop training resources for compliance education

Requirements:
• Minimum 5 years in a related financial field
• Solid background in compliance regulations
• Excellent relationship-management skills
• Ability to assess compliance gaps strategically
• Proficiency in communication and organizational tasks

Step into a pivotal role ensuring compliance at ATB Financial.
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📌 Regulatory Compliance Manager at ATB (Alberta)
🏢 Socket.dev
📍 Alberta