Chief Compliance Officer (CCO)

About the Company

Established financial institution

Industry
Financial Services

Type
Public Company

Founded
1892

Employees
5001-10,000

Categories
Finance
Financial Services
Insurance
Savings & Investing
Banking
Credit
Consulting & Professional Services

Specialties
insurance and financial services

About the Role

The Company is seeking a Chief Compliance Officer (CCO) to lead the design, implementation, and maintenance of a robust compliance framework in line with securities legislation. The successful candidate will be responsible for the continuous monitoring and assessment of the organization's activities to identify and mitigate non-compliance risks. This role demands a strategic approach to compliance, combining regulatory accountability with team leadership, and requires the ability to influence business teams and ensure a solid compliance culture.



The CCO will also oversee operational risk management in the investments sector and work closely with the legal services team to provide advisory support on regulatory matters.

Applicants for the CCO position at the company should have significant experience in a senior compliance role within an asset management or securities organization, with a deep understanding of financial products, securities regulation, and compliance practices. The role requires a candidate with a university degree in a related field, professional designations, and specialized training in securities. Key competencies include sound judgment, the ability to prioritize in a dynamic environment, and a team-oriented mindset. The CCO will be expected to lead a compliance team, engage with various business functions, and maintain robust relationships with industry peers and regulators. Advanced proficiency in French is essential, and a focus on continuous improvement, operational efficiency, and the adoption of technology solutions is highly valued.

Hiring Manager Title
Chief Investment Officer

Functions
Finance

📌 Chief Compliance Officer Cco Montreal
🏢 Recognized
📍 Montreal