Support execution of design and operating effectiveness testing for FCRM controls Independently perform assigned testing tasks end to end Conduct analytical research and analysis for testing engagements and initiatives Identify matters requiring additional attention, escalation, or review Follow up on findings from testing engagements Prioritize workload and deliver quality results within assigned timelines Troubleshoot and resolve issues using judgement Collaborate with the testing team throughout engagements Present objective, independent advice and recommendations to control partners Provide subject matter expertise and input to projects and initiatives Analyze, document, and report research, issues, assessments, and testing results Support risk-based engagement execution and identify potential risks Protect organizational interests by identifying and escalating high-risk activities Maintain effective risk management and control processes Contribute to team knowledge transfer, training, coaching, and continuous improvement Requirements
University degree, college diploma, or equivalent 2+ years of experience in AML/ATF, Sanctions, audit, or control testing roles Experience working in a Financial Intelligence Unit (FIU)
and/or knowledge of FIU processes and controls Knowledge of AML/ATF regulations and current/emerging trends Ability to communicate effectively in oral and written form CAMS designation or similar preferred Experience or subject matter expertise within TD Securities or FIU businesses preferred Working qualified-level knowledge of the supported functional and/or business areas Knowledge of applicable regulatory requirements Ability to manage ambiguity and apply judgement to identify, troubleshoot, and resolve issues Demonstrates expertise in AML/ATF regulations and controls, with a strong ability to conduct analytical research and testing engagements. Capable of effectively communicating findings and recommendations while managing risks and contributing to team development. Highest-signal resume keywords
AML/ATF Regulations Knowledge Financial Intelligence Unit (FIU) Experience CAMS Designation Control Testing Expertise Analytical Research Skills ATS Optimization Keywords
Hard Skills
Control Testing Risk Management Analytical Research Issue Resolution Documentation and Reporting Soft Skills
Effective Communication Judgement Collaboration Coaching Prioritization Certifications & Qualifications
CAMS Designation Industry Keywords
AML ATF Sanctions Financial Intelligence Unit (FIU) Regulatory Requirements