Join Scotiabank as a Compliance Officer in Toronto, Ontario, focusing on Employee Trading compliance and risk management. Contribute to a high-performance environment and enhance compliance operations.
In this position, you will support the administration of the Employee Personal Trading compliance program within GBM&T; Compliance Canada. Collaborate with the Director to monitor trading activities, manage onboarding processes, and prepare compliance reports. Your insights will boost the program's overall impact and ensure adherence to regulatory frameworks.
Key Responsibilities:
• Administer and manage employee trading compliance processes
• Review private placements and approve trading activities
• Highlight compliance issues affecting program effectiveness




• Provide essential support for compliance audits and inquiries
• Maintain communication with employees regarding policies
Requirements:
• Professional designations and/or relevant education
• 3 years of experience at a financial institution
• Knowledge of compliance regulations and standards
• Robust oral and written communication skills
• Familiarity with relevant compliance tools and applications
Enhance compliance initiatives and grow with Scotiabank in Toronto.
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📌 GBM&T Compliance Officer Role (Toronto)
🏢 Scotiabank
📍 Toronto