Branch Manager Compliance Focused Role Vancouver

Branch Manager Compliance Focused Role Vancouver

21 Aug
|
Iaawg
|
Vancouver

21 Aug

Iaawg

Vancouver

Join iA Financial Group as a Corporate Branch Manager and utilize your compliance expertise to support mutual fund advisors. Ensure regulatory standards while fostering client trust and secure financial futures. In this pivotal role, you will be responsible for supervising advisor trading activities and ensuring compliance with internal policies.

Your skills will be critical in reviewing account openings, overseeing KYC updates, and providing essential guidance. This position is integral to maintaining high standards and supporting a team-oriented culture at iA Financial Group. Key Responsibilities:
Oversee compliance policies across all assigned offices
Investigate and address questionable transactions
Communicate compliance findings to stakeholders
Provide expert guidance as a trusted resource
Support Corporate Branch Managers for seamless operations Requirements:
3 to 5 years of financial services experience
University degree or equivalent education
Completed relevant compliance courses
Robust understanding of regulatory settings
Command of English language, both spoken and written Empower clients and advisors alike by ensuring compliance excellence and operational support within the mutual fund sector.

📌 Branch Manager Compliance Focused Role Vancouver
🏢 Iaawg
📍 Vancouver

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