Drive compliance and integrity as a Surveillance Officer at CIRO, focusing on trading analysis and market regulation. This hybrid role demands expertise in securities laws and real-time oversight.

As a Surveillance Officer at CIRO, you will bring 5 to 10 years of trading and compliance expertise. Your role will involve monitoring trading patterns for breaches, reviewing listed issuer communications, and ensuring compliance with Canadian regulations. This position plays a crucial part in safeguarding market integrity while responding to current trading trends.

Key Responsibilities: • Communicate with issuers about compliance matters • Conduct detailed analysis of trading behaviors • Review issuer press releases for compliance and materiality • Halt trading when needed for effective news dissemination • Collaborate to resolve market quality issues

Requirements: • Relevant post-secondary degree • 5-10 years' experience in trading/compliance • Deep knowledge of derivatives trading • Completion of Canadian Securities and Trader Training • Expertise in CIRO’s marketplace regulations

Leverage your skills in trading compliance to uphold the standards of market integrity at CIRO. #J-18808-Ljbffr

📌 Trading Compliance Surveillance Officer (Vancouver)
🏢 CIRO / OCRI
📍 Vancouver