Financial Compliance Assurance Specialist (Quebec City)

Financial Compliance Assurance Specialist (Quebec City)

21 Aug
|
Quilter
|
Quebec City

21 Aug

Quilter

Quebec City

Step into the Financial Compliance sector with Quilter Cheviot as a Business Assurance Specialist, available hybrid in Birmingham, London, or other UK locations. Optimize client outcomes through compliance monitoring and advice quality checks.

This role is a permanent prospect within the Business Assurance team, focused on ensuring that the financial advice meets regulatory standards. You will manage quality reviews and feedback processes, becoming a vital part of a new initiative aimed at enhancing client services and achieving market-leading standards.

Key Responsibilities:
• Conduct quality assurance reviews according to business standards
• Manage Business Assurance tasks within set deadlines
• Collaborate positively with Financial Planners and others




• Record updates in internal systems for clarity
• Engage in remediation processes for identified issues

Requirements:
• Solid background in Financial Services
• Comprehensive understanding of financial compliance regulations
• Effective analytical and communication skills
• Competency in Excel, Word, and other relevant software
• Hold a Level 4 Diploma and related qualifications

Utilize your keen insight into financial compliance to foster exceptional business practices at Quilter Cheviot.
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📌 Financial Compliance Assurance Specialist (Quebec City)
🏢 Quilter
📍 Quebec City

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