Lead compliance initiatives in financial markets as the Chief Compliance Officer at TMX Group. Ensure strict regulatory compliance for key infrastructures in a senior role.

As the Chief Compliance Officer, you will be integral in shaping the compliance framework for both CDS Clearing and CDNCC. Your expertise will help adapt compliance strategies to meet evolving regulatory requirements while fostering strong relationships across the organization and with regulators. You’ll provide assurance to the board regarding the effectiveness of compliance efforts.

Key Responsibilities:
• Oversee compliance framework development and assessment
• Serve as a key advisor on post-trade regulatory impacts
• Maintain rigorous compliance policies and training




• Collaborate on compliance risk management strategies
• Report non-compliance issues to the Board and stakeholders

Requirements:
• At least 10 years in compliance leadership
• Experience engaging with prominent regulators
• Strong understanding of compliance within financial markets
• Proven team-oriented and leadership capabilities
• Excellent communication skills for all organizational levels

Champion compliance integrity in the financial sector as TMX Group's Chief Compliance Officer.
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📌 Chief Compliance Officer in Financial Markets (Ontario)
🏢 Socket.dev
📍 Ontario