- Support execution of design and operating effectiveness testing for FCRM controls
- Independently perform assigned testing tasks end to end
- Conduct analytical research and analysis for testing engagements and initiatives
- Identify matters requiring additional attention, escalation, or review
- Follow up on findings from testing engagements
- Prioritize workload and deliver quality results within assigned timelines
- Troubleshoot and resolve issues using judgement
- Collaborate with the testing team throughout engagements
- Present objective, independent advice and recommendations to control partners
- Provide subject matter expertise and input to projects and initiatives
- Analyze, document, and report research, issues, assessments, and testing results
- Support risk-based engagement execution and identify potential risks
- Protect organizational interests by identifying and escalating high-risk activities
- Maintain effective risk management and control processes
- Contribute to team knowledge transfer, training, coaching, and continuous improvement
Requirements
- University degree, college diploma, or equivalent
- 2+ years of experience in AML/ATF, Sanctions, audit, or control testing roles
- Experience working in a Financial Intelligence Unit (FIU) and/or knowledge of FIU processes and controls
- Knowledge of AML/ATF regulations and current/emerging trends
- Ability to communicate effectively in oral and written form
- CAMS designation or similar preferred
- Experience or subject matter expertise within TD Securities or FIU businesses preferred
- Working professional-level knowledge of the supported functional and/or business areas
- Knowledge of applicable regulatory requirements
- Ability to manage ambiguity and apply judgement to identify, troubleshoot, and resolve issues
Demonstrates expertise in AML/ATF regulations and controls, with a solid ability to conduct analytical research and testing engagements. Capable of effectively communicating findings and recommendations while managing risks and contributing to team development.
Highest-signal resume keywords
- AML/ATF Regulations Knowledge
- Financial Intelligence Unit (FIU) Experience
- CAMS Designation
- Control Testing Expertise
- Analytical Research Skills
ATS Optimization Keywords
Hard Skills
- Control Testing
- Risk Management
- Analytical Research
- Issue Resolution
- Documentation and Reporting