Senior Manager Portfolio Compliance CC&L (Ontario)

Senior Manager Portfolio Compliance CC&L (Ontario)

21 Aug
|
Connor, Clark & Lunn Financial Group
|
Ontario

21 Aug

Connor, Clark & Lunn Financial Group

Ontario

Lead the global compliance team at Connor, Clark & Lunn Financial Group as a Senior Manager in Portfolio Compliance. Shape strategic operations while enhancing compliance controls in a hybrid work model.

The Senior Manager will oversee the Portfolio Compliance framework and manage a growing team across multiple locations, including Vancouver, Toronto, and Gurugram. This role demands extensive experience in portfolio compliance and deep knowledge of compliance systems like Charles River. Collaborate with various stakeholders to drive consistency and improve compliance procedures.

Key Responsibilities:
• Shape strategic direction and lead the global compliance team
• Oversee portfolio compliance framework and monitoring operations
• Manage the Shareholder Disclosure program effectively




• Mentor and develop managers and staff in compliance roles
• Evolve portfolio compliance policies in line with regulations

Requirements:
• Over 10 years in investment compliance or financial services
• Proven leadership experience across multiple locations
• CFA designation or relevant compliance qualification preferred
• Solid relationship-building and communication skills
• Experience with compliance systems and technology tools

Elevate compliance practices and team performance at CC&L; Financial Group, taking on a pivotal leadership role.
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📌 Senior Manager Portfolio Compliance CC&L (Ontario)
🏢 Connor, Clark & Lunn Financial Group
📍 Ontario

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