21 Aug
|
Fidelity Canada
|
Ontario
21 Aug
Fidelity Canada
Ontario
Join Fidelity Canada as a Senior Operations and Compliance Specialist, working in a flexible hybrid workplace. Drive compliance initiatives, operational monitoring, and policy updates across the organization.
In this pivotal role, you will report to the Director of Operations and Regulatory Compliance, ensuring that all compliance policies are adhered to and updated as necessary. Your responsibilities include monitoring operational compliance, reviewing sales communications, and enhancing current compliance programs. This position emphasizes collaboration and relationship-building with internal business units to uphold compliance standards.
Key Responsibilities:
• Oversee compliance monitoring for operational matters
• Review advertisements and sales communication materials
• Update compliance-related policies as regulations change
• Provide compliance training and materials for stakeholders
• Document results of compliance monitoring effectively
Requirements:
• 4+ years in a compliance role or similar field
• Familiarity with NI 81-102 regulations
• Relevant degree or equivalent experience
• Strong bilingual communication skills preferred
• Knowledge of mutual fund operations is advantageous
Contribute your compliance expertise to Fidelity Canada and play a crucial role in regulatory adherence.
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📌 Senior Operations and Compliance Role at Fidelity (Ontario)
🏢 Fidelity Canada
📍 Ontario