Lead the Asset Management Compliance Program at Scotiabank in Toronto, Ontario, as a Programs Manager. Oversee compliance activities and enhance procedural improvements to ensure regulatory adherence.
In this role, you will be instrumental in executing the Asset Management Compliance strategies. Manage audits, ensure compliance reporting meets global standards, and foster strong relationships with stakeholders. Your insights will play a crucial role in proactive compliance management and operational risk mitigation.
Key Responsibilities:
• Collaborate with the Director on compliance strategies
• Administer audits and regulatory compliance assessments
• Prepare compliance updates for senior management
• Develop and enhance compliance-related policies and procedures
• Identify compliance risks and propose solutions
Requirements:
• Minimum 4 years of relevant compliance experience
• Proficient in managing compliance processes and audits
• Solid communication with cross-functional teams
• Proven analytical and project management skills
• Familiarity with regulatory requirements in asset management
Utilize your leadership and compliance expertise to drive Scotiabank’s Asset Management initiatives forward.
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