21 Aug
|
Iaawg
|
British Columbia
21 Aug
Iaawg
British Columbia
Take on a rewarding challenge as a Corporate Branch Manager at iA Financial Group, where compliance and advisory support are key. Foster confidence in clients and advisors through regulatory adherence and expert guidance.
In this strategic role, you will manage advisor activities across the mutual fund sector, ensuring compliance with regulatory standards. You will review account documentation, supervise trades, and effectively communicate with stakeholders to mitigate risks. Your collaborative spirit will help build a supportive setting for advisors and enhance best practices.
Key Responsibilities:
• Supervise compliance at branch operations
• Monitor trade activities for accuracy
• Review KYC updates and new account openings
• Provide ongoing support to advisors
• Participate in compliance-related projects
Requirements:
• 2 to 3 years in compliance supervision
• Familiarity with mutual fund regulations
• Completion of the Canadian Securities Course
• Skilled in regulatory analysis and interpretation
• Proficient in English communication
Support the mission of iA Financial Group by applying your knowledge and commitment to compliance and client care in this dynamic role.
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📌 iA Financial Group - Corporate Manager Opening (British Columbia)
🏢 Iaawg
📍 British Columbia