Elevate your career as a Senior Operations and Regulatory Compliance Specialist with Fidelity. This flexible hybrid position allows you to impact financial compliance directly.

As a pivotal member of the Compliance Department, you will report to the Director of Operations and Regulatory Compliance. Your role is essential for monitoring compliance standards and providing regulatory support across various business units. You will prepare materials for executive committees and implement comprehensive training programs to ensure ongoing compliance with industry regulations.

Key Responsibilities:
• Monitor compliance matters and report findings
• Prepare and present materials to executive committees
• Update and develop compliance policies for regulatory adherence




• Review advertisements and sales communications thoroughly
• Provide guidance on compliance-related projects

Requirements:
• Minimum 4 years of relevant experience in compliance
• Extensive knowledge of sales communication regulations
• Solid skills in research and analysis
• Comprehensive understanding of mutual fund operational practices
• Bilingual in English and French is an asset

Step into the compliance field with Fidelity and play a vital role in shaping financial regulatory standards.
#J-18808-Ljbffr

📌 Senior Regulatory Compliance Specialist Role (Ontario)
🏢 Fidelity International
📍 Ontario