Elevate your career with TD Wealth Cares in Toronto, Ontario. As a Senior Investigator, your focus will be on resolving complex client complaints and ensuring regulatory compliance.
This critical role within Compliance emphasizes your investigative skills and attention to detail. You will interact with various Wealth business partners and ensure all complaints are handled consistently. A successful investigator will analyze trends, propose solutions, and take ownership of complaint resolutions in a highly cooperative setting.
Key Responsibilities:
• Investigate and resolve complex regulatory complaints
• Ensure compliance with CIRO complaint handling requirements
• Interact with partners to verify facts and recommend compensation
• Perform detailed calculations for financial risk assessment
• Identify trends and recommend solutions based on reporting
Requirements:
• Excellent verbal and written communication skills
• Experience in client-facing complaint response
• Solid analytical and organizational skills
• Proficient in MS Office Suite
• Ability to manage multiple tasks independently
Leverage your investigative expertise at TD Wealth Cares to enhance client trust and resolve challenges effectively.
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