Join National Bank as a Senior Compliance Supervisor, overseeing compliance in Wealth Management from Brossard. Your expertise in compliance will be crucial for regulatory management and risk mitigation.

In this pivotal role, you will ensure that all Wealth Management Advisors follow established policies and regulatory requirements. With your robust foundation in compliance roles, you will educate and mentor others while managing risk and compliance activities effectively.

Key Responsibilities:
• Serve as a liaison for compliance activities
• Ensure compliance with all regulatory requirements
• Approve client documentation and compliance actions
• Conduct regular compliance audits and branch visits
• Promote risk identification and management strategies

Requirements:
• University degree with 5+ years in compliance
• 3+ years’ experience in a supervisory position
• Must complete CIRO Supervisor Exam
• Robust industry regulatory knowledge
• Proven ability in regulatory risk identification

Contribute to building a robust compliance culture at National Bank by applying your extensive compliance knowledge in Brossard.
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📌 Senior Compliance Role At National Bank Quebec City
🏢 Banque Nationale du Canada
📍 Quebec City