Join Fidelity as the Trade Supervision and Oversight Manager with a adaptable hybrid work model. Play a crucial role in overseeing compliant trading across multiple asset classes for Canadian markets.
This managerial position is integral to ensuring effective supervisory practices while partnering with Trading, Compliance, and Risk teams. You will employ advanced trading surveillance technology to monitor trading activities in real-time and facilitate ongoing improvements in best practices. Your contributions will be vital for maintaining quality execution and vendor management.
Key Responsibilities:
- Supervise trading activities ensuring compliance with regulations - Utilize surveillance systems to monitor trades effectively - Conduct periodic reviews and identify regulatory breaches - Provide guidance on trading regulations and policies - Assist in vendor relationships and SLAs management
Requirements: - Profound knowledge of CIRO and UMIR regulations - Minimum of 5 years’ experience in a relevant field - Solid communication and relationship management skills - Proven ability to manage multiple priorities - University degree in finance or related field
Drive compliance excellence and effective trading oversight with Fidelity's dedicated team.#J-18808-Ljbffr