Join Scotiabank as a Compliance Officer in Toronto to champion the Global Control Room Surveillance program. Manage compliance tasks while safeguarding confidential information in this important role.

In this position, you will support the Surveillance program for GBM&T;, focusing on reviews against Watch and Restricted Lists. Your role includes identifying non-compliance issues and implementing necessary improvements, collaborating with business analysts to enhance program delivery. Contributing to a customer-focused culture is key to this role.

Key Responsibilities: • Support Surveillance for Inventory and Employee Trading • Assess and test adequacy of controls • Implement corrective actions for compliance issues • Collaborate on technology enhancements and automation • Prepare responses to regulatory inquiries

Requirements: • Degree or qualified designation required • Two years of related compliance experience • Knowledge of industry compliance practices • Excellent organizational skills for complex tasks • Strong interpersonal and communication abilities

Help ensure regulatory compliance and enhance operations at Scotiabank as a Compliance Officer in Toronto. #J-18808-Ljbffr

📌 Toronto Compliance Officer at Scotiabank (Winnipeg)
🏢 Scotiabank
📍 Winnipeg