Shape the future of compliance at iA Private Wealth as their Director of Tier 1 Supervision. In this role, you'll integrate your leadership and compliance expertise across Canada’s registered branches. As the Director of Compliance – Business Conduct & Tier 1 Supervision, you will oversee compliance operations and develop the Business Conduct & Tier 1 Surveillance Program.

This position requires managing a team and ensuring all branches adhere to regulatory mandates and internal standards. You'll leverage your communication skills to train staff and draft detailed compliance memos. Key Responsibilities:

- Lead a team of Senior Branch Managers and compliance staff
- Ensure integrity of compliance reporting systems
- Manage branch visit programs for supervision
- Analyze regulatory policy impacts on surveillance
- Update policies and procedures as regulations change Requirements:
- 10+ years of securities industry experience
- Fluent in French and advanced English skills
- Experienced with IIROC and regulatory compliance
- Robust problem-solving and leadership abilities
- Availability to travel as necessary Drive compliance leadership and enhance your career path within iA Private Wealth.

📌 Director Tier 1 Supervision Role (Montreal)
🏢 Socket.dev
📍 Montreal