Explore a energetic Compliance Analyst role at Wellington-Altus in Toronto, focusing on regulatory oversight and compliance support. Engage with various stakeholders to ensure adherence to compliance protocols.

As a Senior Compliance Analyst, you will be tasked with Tier 2 supervisory functions under the direction of the Senior Manager, Compliance. Successful candidates will bring 2-5 years of relevant experience and a commitment to continuous learning in compliance practices. Collaborate effectively to address compliance queries and enhance operational workflows.

Key Responsibilities:



• Monitor communications for regulatory concerns and address red flags • Execute complex Tier 2 supervision and optimize processes • Train and mentor newer analysts on compliance protocols • Assist with compliance issues and firm policy inquiries • Prepare for internal and external compliance reviews

Requirements: • Degree in business, finance, or similar field • 2-5 years in compliance or operational roles • Experience in Tier 2 supervisory roles preferred • Familiarity with wealth management as an asset • Proficient with MS Office applications for reporting

Utilize your compliance skills to support and strengthen Wellington-Altus in Toronto. #J-18808-Ljbffr

📌 Compliance Analyst at Wellington-Altus Toronto (Winnipeg)
🏢 Wellington-Altus
📍 Winnipeg