Join Aviso Wealth as a Registrations Officer for a 12-month engagement focused on licensing and regulatory compliance. Bring your expertise in financial services to help maintain industry standards.
As a pivotal member of the Registrations team, you will handle all registration aspects with provincial commissions and support compliance through meticulous record-keeping. Your proactive approach will help streamline processes and ensure all advisors meet licensing requirements. You’ll also liaise with various stakeholders to resolve inquiries effectively.
Key Responsibilities: • Process various registration and licensing documentation • Track and ensure compliance with educational standards • Facilitate E&O; Insurance processing as required • Liaise with provincial regulators and internal staff • Maintain updated databases with registration information
Requirements: • Completion of CSC or IFIC within first year • Two years of relevant industry experience • Proficient in MS Excel and Word • Solid attention to detail and documentation skills • Capable of managing stress and working independently
Leverage your skills at Aviso to contribute to a trusted leader in wealth management. #J-18808-Ljbffr