Director of Tier 1 Supervision Role (Montreal)

Director of Tier 1 Supervision Role (Montreal)

19 Aug
|
iA Financial Group (Industrial Alliance)
|
Montreal

19 Aug

iA Financial Group (Industrial Alliance)

Montreal

Elevate your career as the Director of Tier 1 Supervision at iA Private Wealth. Drive compliance strategies and lead teams across Canada in a hybrid setting.

This significant position requires you to supervise a large team, manage compliance reporting, and maintain regulatory standards. You will also be responsible for training Tier 1 employees and ensuring seamless communication with internal and external clients. Your deep knowledge of securities regulations and excellent relationship skills will play a crucial role in enhancing our governance framework.

Key Responsibilities:
• Oversee a team of Senior Branch Managers and compliance staff
• Manage compliance reporting and regulatory inquiries
• Train and develop Tier 1 team members
• Coordinate branch visit programs and compliance scheduling
• Draft compliance memos for organizational use

Requirements:
• 10+ years of experience in the securities field
• Strong leadership, curiosity, and analytical skills
• Proficient in both French and English
• Prior experience with regulatory organizations
• Availability to travel as needed

Join iA Private Wealth and make an impact in compliance and governance.
#J-18808-Ljbffr

📌 Director of Tier 1 Supervision Role (Montreal)
🏢 iA Financial Group (Industrial Alliance)
📍 Montreal

Reply to this offer

Impress this employer describing Your skills and abilities, fill out the form below and leave Your personal touch in the presentation letter.

Subscribe to this job alert:

Get the latest job offers by email for: director of tier 1 supervision role (montreal) / montreal

Subscribe to this job alert:

Get the latest job offers by email for: director of tier 1 supervision role (montreal) / montreal