19 Aug
|
iA Financial Group (Industrial Alliance)
|
Montreal
19 Aug
iA Financial Group (Industrial Alliance)
Montreal
Elevate your career as the Director of Tier 1 Supervision at iA Private Wealth. Drive compliance strategies and lead teams across Canada in a hybrid setting.
This significant position requires you to supervise a large team, manage compliance reporting, and maintain regulatory standards. You will also be responsible for training Tier 1 employees and ensuring seamless communication with internal and external clients. Your deep knowledge of securities regulations and excellent relationship skills will play a crucial role in enhancing our governance framework.
Key Responsibilities:
• Oversee a team of Senior Branch Managers and compliance staff
• Manage compliance reporting and regulatory inquiries
• Train and develop Tier 1 team members
• Coordinate branch visit programs and compliance scheduling
• Draft compliance memos for organizational use
Requirements:
• 10+ years of experience in the securities field
• Strong leadership, curiosity, and analytical skills
• Proficient in both French and English
• Prior experience with regulatory organizations
• Availability to travel as needed
Join iA Private Wealth and make an impact in compliance and governance.
#J-18808-Ljbffr
📌 Director of Tier 1 Supervision Role (Montreal)
🏢 iA Financial Group (Industrial Alliance)
📍 Montreal