Corporate Investment Banking Compliance Manager (Toronto)

Corporate Investment Banking Compliance Manager (Toronto)

19 Aug
|
TD
|
Toronto

19 Aug

TD

Toronto

Join TD's Toronto team as a Senior Manager, Compliance - Corporate & Investment Banking. Use your expertise to provide compliance advisory services and ensure regulatory alignment with banking operations.This role requires an experienced compliance leader to support Corporate & Investment Banking functions, focusing on debt and equity markets. You will be expected to monitor regulations, advise on complex compliance issues, and drive the development of comprehensive compliance programs across multiple regions.Key Responsibilities:Advise on regulatory compliance for financial transactionsConduct reviews of compliance program effectivenessIdentify industry developments affecting complianceGuide training initiatives for staff and stakeholdersManage regulatory inquiries and audit processesRequirements:8-12 years of compliance advisory experienceIn-depth knowledge of capital markets and securities lawsStrong analytical and strategic problem-solving abilitiesAbility to communicate complex concepts clearlyRelevant legal qualifications are advantageousLead the compliance efforts at TD, supporting our dedication to operational excellence and regulatory integrity.#J-18808-Ljbffr

📌 Corporate Investment Banking Compliance Manager (Toronto)
🏢 TD
📍 Toronto

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