Join Designed Securities As Chief Compliance Officer (Toronto)

Join Designed Securities As Chief Compliance Officer (Toronto)

19 Aug
|
Designed Wealth Management
|
Toronto

19 Aug

Designed Wealth Management

Toronto

Become a key player at Designed Securities Ltd. as Chief Compliance Officer. Lead our compliance initiatives and ensure regulatory adherence while fostering a culture of accountability.In this role, you will oversee the implementation of our compliance framework and policies, directly impacting the organization's operations and ethical conduct. The ideal candidate will be a hands-on leader with regulatory expertise, capable of influencing diverse teams across the firm. You will assess compliance risks, uphold governance rules,



and maintain robust relationships with both internal and external stakeholders.Key Responsibilities:Oversee compliance with investment regulations and internal policiesProvide practical compliance advice across business unitsIdentify and escalate compliance issues efficientlyDesign compliance training for team membersPrepare reports for senior management and governance meetingsRequirements:5+ years in investment compliance, 3+ years in leadershipDeep knowledge of securities law and compliance practicesStrong ability to advise and influence leadership teamsExcellent prioritization and communication skillsCIRO CCO exam completion or CCO registration requiredDrive compliance and regulatory excellence at Designed Securities Ltd. as our Chief Compliance Officer.#J-18808-Ljbffr

📌 Join Designed Securities As Chief Compliance Officer (Toronto)
🏢 Designed Wealth Management
📍 Toronto

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