19 Aug
|
iA Financial Group (Industrial Alliance)
|
Montreal
19 Aug
iA Financial Group (Industrial Alliance)
Montreal
Elevate your career as the Director of Tier 1 Supervision at iA Private Wealth. Drive compliance strategies and lead teams across Canada in a hybrid workplace.This significant position requires you to supervise a large team, manage compliance reporting, and maintain regulatory standards. You will also be responsible for training Tier 1 employees and ensuring seamless communication with internal and external clients. Your deep knowledge of securities regulations and excellent relationship skills will play a crucial role in enhancing our governance framework.Key Responsibilities:Oversee a team of Senior Branch Managers and compliance staffManage compliance reporting and regulatory inquiriesTrain and develop Tier 1 team membersCoordinate branch visit programs and compliance schedulingDraft compliance memos for organizational useRequirements:10+ years of experience in the securities fieldStrong leadership, curiosity, and analytical skillsProficient in both French and EnglishPrior experience with regulatory organizationsAvailability to travel as neededJoin iA Private Wealth and make an impact in compliance and governance.#J-18808-Ljbffr
📌 Director Of Tier 1 Supervision Role (Montreal)
🏢 iA Financial Group (Industrial Alliance)
📍 Montreal