Shape the future of compliance at iA Private Wealth as their Director of Tier 1 Supervision. In this role, you'll integrate your leadership and compliance expertise across Canada's registered branches.As the Director of Compliance – Business Conduct & Tier 1 Supervision, you will oversee compliance operations and develop the Business Conduct & Tier 1 Surveillance Program. This position requires managing a team and ensuring all branches adhere to regulatory mandates and internal standards. You'll leverage your communication skills to train staff and draft detailed compliance memos.Key Responsibilities:Lead a team of Senior Branch Managers and compliance staffEnsure integrity of compliance reporting systemsManage branch visit programs for supervisionAnalyze regulatory policy impacts on surveillanceUpdate policies and procedures as regulations changeRequirements:10+ years of securities industry experienceFluent in French and advanced English skillsExperienced with IIROC and regulatory complianceStrong problem-solving and leadership abilitiesAvailability to travel as necessaryDrive compliance leadership and enhance your career path within iA Private Wealth.#J-18808-Ljbffr

📌 Director Tier 1 Supervision Role (Montreal)
🏢 Socket.dev
📍 Montreal